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Detailed Report
ROBERT BELTON JONES
CRD#: 1587793
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 125 Lincoln Avenue
Suite 200
SANTA FE, NM 87501
Registration History
199019952000200520102015202020252 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2024 (11 years)2 FIRMS2024 - Present (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1996 - 2004 (8 years)BSALOMON BROTHERS INC. (CRD# 740)1998 - 1998 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 1996 (3 years)BLEHMAN BROTHERS INC. (CRD# 7506)1987 - 1993 (6 years)BTEXAS COMMERCE EQUITIES, INC. (CRD# 18396)1987 - 1987 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2004 (5 years)
License(s)

State Registrations

B
Arizona 3/14/2024
B
New Hampshire 3/14/2024
B
California 3/14/2024
B
New Mexico 3/14/2024
B
Colorado 3/14/2024
IA
New Mexico 3/15/2024
B
Delaware 3/14/2024
B
New York 12/6/2024
B
Florida 3/14/2024
B
Oklahoma 12/5/2024
B
Georgia 3/14/2024
B
South Carolina 3/14/2024
B
Illinois 3/14/2024
B
Texas 3/14/2024
B
Louisiana 3/14/2024
IA
Texas 3/14/2024
B
Massachusetts 11/8/2024
B
Virginia 3/14/2024
B
Minnesota 3/14/2024
B
Washington 3/14/2024
B
Missouri 3/14/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
125 Lincoln Avenue Suite 200, SANTA FE, NM 87501
Santa Fe, NM
Registered with this firm since 3/14/2024
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
125 Lincoln Avenue Suite 200, SANTA FE, NM 87501
Santa Fe, NM
Registered with this firm since 3/14/2024
Previous Registration(s)
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IA
 09/06/2012 - 03/22/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SANTA FE, NM
B
 09/05/2012 - 03/22/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SANTA FE, NM
IA
 06/01/2009 - 09/11/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SANTA FE, NM
B
 06/01/2009 - 09/11/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SANTA FE, NM
IA
 01/26/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SANTA FE, NM
B
 01/09/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SANTA FE, NM
IA
 11/16/1999 - 11/05/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SANTA FE, NM
B
 10/02/1996 - 11/05/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 05/15/1998 - 09/01/1998 SALOMON BROTHERS INC. (CRD#:740) NEW YORK, NY
B
 05/17/1993 - 10/15/1996 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 05/13/1987 - 05/28/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 02/25/1987 - 05/29/1987 TEXAS COMMERCE EQUITIES, INC. (CRD#:18396)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.