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Detailed Report
EDWARD MONTGOMERY KNOX III
EDWARD MONTOGMERY KNOX, TRIP KNOX
CRD#: 1587302
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 101 Autumn Hall Drive
Suite 220
Wilmington, NC 28403
Registration History
199019952000200520102015202020252 FIRMS2013 - Present (12 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2001 - 2013 (11 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1986 - 2001 (14 years)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2006 - 2013 (7 years)
License(s)

State Registrations

B
Arizona 2/13/2013
B
Michigan 12/2/2024
B
Arkansas 2/13/2013
B
Missouri 8/31/2022
B
California 2/13/2013
B
New Hampshire 3/21/2024
B
Colorado 2/13/2013
B
New Jersey 2/13/2013
B
Delaware 7/25/2022
B
North Carolina 2/13/2013
B
District of Columbia 2/13/2013
IA
North Carolina 2/13/2013
B
Florida 2/13/2013
B
Ohio 1/3/2018
B
Georgia 2/13/2013
B
Pennsylvania 2/13/2013
B
Idaho 9/10/2014
B
South Carolina 2/13/2013
B
Indiana 2/13/2013
B
Tennessee 10/18/2017
B
Iowa 6/29/2016
B
Texas 11/20/2014
B
Kentucky 2/13/2013
IA
Texas 1/25/2021
B
Louisiana 3/17/2014
B
Virginia 2/13/2013
B
Maryland 2/13/2013
B
Washington 4/3/2013

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
101 Autumn Hall Drive Suite 220, Wilmington, NC 28403
Registered with this firm since 2/13/2013
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
101 Autumn Hall Drive Suite 220, Wilmington, NC 28403
Registered with this firm since 2/13/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/02/2006 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) WILMINGTON, NC
B
 04/12/2001 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) WILMINGTON, NC
B
 12/26/1986 - 05/01/2001 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.