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Detailed Report
LEE MARTIN MASQUELIER
CRD#: 1586210
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 95-20 63RD ROAD, SUITE N
REGO PARK, NY 11374
LPL FINANCIAL LLCCRD#: 6413 95-20 63RD RD STE N
REGO PARK, NY 11374
Registration History
199019952000200520102015202020252 FIRMS2007 - 2010 (2 years)IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2015 - Present (9 years)BLPL FINANCIAL LLC (CRD# 6413)2010 - Present (15 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1992 - 2007 (14 years)BOPPENHEIMER & CO., INC. (CRD# 630)1987 - 1996 (9 years)BCITICORP FINANCIAL SERVICES,INC. (CRD# 14675)1991 - 1992 (<1 year)BTHE STUART-JAMES COMPANY, INC. (CRD# 11691)1986 - 1987 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2010 - 2016 (6 years)IACITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2007 (2 years)
License(s)

State Registrations

B
California 1/11/2022
B
New Jersey 1/29/2010
B
Colorado 9/15/2020
B
New York 1/29/2010
B
Florida 1/29/2010
IA
New York 5/24/2021
B
Illinois 10/1/2021
B
Virginia 1/13/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
95-20 63RD ROAD, SUITE N, REGO PARK, NY 11374
Registered with this firm since 5/27/2015
B
LPL FINANCIAL LLC (CRD#:6413)
95-20 63RD RD STE N, REGO PARK, NY 11374
Registered with this firm since 1/29/2010
Previous Registration(s)
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IA
 01/29/2010 - 12/23/2016 LPL FINANCIAL LLC (CRD#:6413) REGO PARK, NY
IA
 05/29/2007 - 02/11/2010 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) REGO PARK, NY
B
 05/29/2007 - 02/11/2010 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) REGO PARK, NY
IA
 12/03/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) REGO PARK, NY
B
 06/01/1992 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) REGO PARK, NY
B
 10/21/1987 - 11/12/1996 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
B
 08/23/1991 - 06/01/1992 CITICORP FINANCIAL SERVICES,INC. (CRD#:14675)
B
 11/18/1986 - 10/23/1987 THE STUART-JAMES COMPANY, INC. (CRD#:11691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.