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DAWN MOORE TRAMMELL
DAPHENE DAWN MOORE TRAMMELL
CRD#: 1584606
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Investment Adviser
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Previous Broker
ROBERTSON INVESTMENT MANAGEMENTCRD#: 115425 5120 Woodway
Suite 9029
Houston, TX 77056
Registration History
199019952000200520102015202020252 FIRMS2014 - 2015 (1 year)2 FIRMS2015 - 2019 (4 years)IAROBERTSON INVESTMENT MANAGEMENT (CRD# 115425)2018 - Present (6 years)BOSAIC WEALTH, INC. (CRD# 23131)2024 - 2025 (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2019 - 2024 (4 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)1995 - 2014 (19 years)BPRINCIPAL FINANCIAL SECURITIES... (CRD# 260)1990 - 1995 (4 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1989 - 1990 (<1 year)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1986 - 1989 (2 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2014 (2 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)1995 - 2012 (17 years)
License(s)

State Registrations

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Texas 12/5/2018

Current Registration(s)
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ROBERTSON INVESTMENT MANAGEMENT (CRD#:115425)
5120 Woodway Suite 9029, Houston, TX 77056
Registered with this firm since 12/5/2018

Previous Registration(s)
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06/14/2024 - 01/27/2025 OSAIC WEALTH, INC. (CRD#:23131) ABILENE, TX
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12/02/2019 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) ABILENE, TX
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08/25/2015 - 11/22/2019 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) ABILENE, TX
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08/25/2015 - 11/22/2019 FIRST ALLIED SECURITIES, INC. (CRD#:32444) ABILENE, TX
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08/01/2014 - 09/14/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) STEPHENVILLE, TX
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08/01/2014 - 09/14/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) STEPHENVILLE, TX
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07/02/2012 - 08/20/2014 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) ABILENE, TX
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03/17/1995 - 08/07/2014 FIRST ALLIED SECURITIES, INC. (CRD#:32444) ABILENE, TX
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03/17/1995 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) ABILENE, TX
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07/18/1990 - 02/16/1995 PRINCIPAL FINANCIAL SECURITIES,INC. (CRD#:260) DALLAS, TX
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09/15/1989 - 06/29/1990 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471) NEW YORK, NY
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12/26/1986 - 09/16/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
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