Individual Firm
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MICHAEL PATRICK HENDERSON
BEAU HENDERSON, MIKE HENDERSON
CRD#: 1584057
IA
B
INDEPENDENT ADVISOR ALLIANCE, LLCCRD#: 168267 2600 Maitland Center Parkway
Suite 340
Maitland, FL 32751
Suite 340
Maitland, FL 32751
LPL FINANCIAL LLCCRD#: 6413 2600 MAITLAND CENTER PKWY
STE 340
MAITLAND, FL 32751
STE 340
MAITLAND, FL 32751
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3/27/2008
Customer Dispute
Closed-No Action
State Registrations
B
Alabama 4/15/2020
B
North Carolina 9/7/2021
IA
Florida 2/20/2019
B
Oregon 12/13/2024
B
Florida 4/15/2020
B
Pennsylvania 12/13/2024
B
Georgia 4/15/2020
B
Tennessee 1/2/2024
B
Indiana 2/9/2024
IA
Texas 1/3/2020
B
Kentucky 4/15/2020
B
Texas 4/15/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 2/20/2019
B
Registered with this firm since 4/15/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/08/2015 - 08/08/2019 | LAKE MARY, FL | |
B | 03/27/2009 - 03/20/2019 | LAKE MARY, FL | |
IA | 07/22/2011 - 06/08/2015 | BOCA RATON, FL | |
IA | 04/03/2009 - 12/21/2011 | LAKE MARY, FL | |
IA | 04/28/2005 - 03/30/2009 | BOCA RATON, FL | |
B | 04/20/2005 - 03/30/2009 | BOCA RATON, FL | |
IA | 05/19/1999 - 04/21/2005 | BOCA RATON, FL | |
B | 05/17/1999 - 04/21/2005 | MINNEAPOLIS, MN | |
B | 05/17/1999 - 04/21/2005 | MINNEAPOLIS, MN |
BOCA RATON, FL
04/28/2005 - 03/30/2009
BOCA RATON, FL
04/20/2005 - 03/30/2009
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.