Individual Firm
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JOSEPH PATRICK HUBBARD
Pat Hubbard
CRD#: 1583953
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 St Johns, FL
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 ST JOHNS, FL
0
Disclosures
38
Years of Experience
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State Registrations
B
Florida 6/30/2006
B
North Carolina 2/3/2009
IA
Florida 11/1/2021
B
Tennessee 7/24/2019
B
Maryland 9/6/2022
B
Virginia 1/13/2022
B
Minnesota 1/10/2023
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 6/30/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/30/2006 - 11/01/2021 | LINCOLN, NE | |
IA | 01/17/2003 - 06/30/2006 | JACKSONVILLE, FL | |
B | 01/16/2001 - 06/30/2006 | JACKSONVILLE, FL | |
B | 12/03/1990 - 01/30/2001 | FORT WAYNE, IN | |
B | 12/03/1990 - 01/30/2001 | FORT WAYNE, IN | |
B | 12/16/1986 - 01/11/1991 | NEW YORK, NY | |
B | 12/16/1986 - 01/11/1991 | NEW YORK, NY |
NEW YORK, NY
12/16/1986 - 01/11/1991
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.