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WILLIAM GREGORY NORRIS
GREG NORRIS, GREGORY WILLIAM NORRIS
CRD#: 1583418
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 300 GALLERIA PKWY SE
ATLANTA, GA 30339
Registration History
199019952000200520102015202020252 FIRMS2000 - Present (24 years)BPAINEWEBBER INCORPORATED (CRD# 8174)2000 - 2000 (<1 year)BJ.C. BRADFORD & CO. (CRD# 1287)1997 - 2000 (3 years)BJ.C. BRADFORD & CO. (CRD# 1287)1997 - 1997 (<1 year)BTHE ROBINSON-HUMPHREY COMPANY INC. (CRD# 723)1992 - 1997 (4 years)BOPPENHEIMER & CO., INC. (CRD# 630)1990 - 1992 (2 years)BTHE ROBINSON-HUMPHREY COMPANY INC. (CRD# 723)1986 - 1990 (3 years)
License(s)

State Registrations

B
Alabama 8/20/2009

B
Nevada 9/12/2005

B
Arizona 9/15/2014

B
New York 9/15/2014

B
California 8/22/2000

B
North Carolina 11/5/2009

B
Colorado 3/11/2011

B
Ohio 9/15/2014

B
Connecticut 2/27/2013

B
Oregon 8/22/2000

B
Florida 11/22/2000

B
Pennsylvania 7/10/2009

B
Georgia 8/22/2000

B
South Carolina 3/11/2011

IA
Georgia 8/3/2004

B
Tennessee 8/22/2000

B
Illinois 3/11/2011

B
Texas 8/22/2000

B
Indiana 1/24/2025

IA
Texas 9/1/2000

B
Kentucky 5/9/2022

B
Utah 9/15/2014

B
Louisiana 8/14/2003

B
Virginia 3/10/2011

B
Massachusetts 11/8/2023

B
Washington 1/5/2007

B
Michigan 11/10/2021

IA
Washington 11/30/2020

B
Minnesota 5/21/2021

B
Wyoming 7/30/2018

B
Missouri 9/15/2014

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 GALLERIA PKWY SE, ATLANTA, GA 30339
Marietta, GA
Registered with this firm since 9/1/2000

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 GALLERIA PKWY SE, ATLANTA, GA 30339
Marietta, GA
Registered with this firm since 8/22/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/14/2000 - 09/05/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
02/04/1997 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
01/10/1997 - 02/03/1997 J.C. BRADFORD & CO. (CRD#:1287)
B
06/25/1992 - 01/29/1997 THE ROBINSON-HUMPHREY COMPANY INC. (CRD#:723) ATLANTA, GA
B
03/02/1990 - 06/26/1992 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
B
11/21/1986 - 03/15/1990 THE ROBINSON-HUMPHREY COMPANY INC. (CRD#:723) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.