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SALVATORE JAMES RICCO
SALVATORE JAMES BICCO
CRD#: 1582786
IA
B
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 2202 N WESTSHORE BLVD
STE 200
TAMPA, FL 33607
STE 200
TAMPA, FL 33607
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 2202 N WESTSHORE BLVD
STE 200
TAMPA, FL 33607
STE 200
TAMPA, FL 33607
0
Disclosures
38
Years of Experience
View By:
State Registrations
B
California 10/16/2009
B
Nevada 7/22/2022
B
Connecticut 6/11/2021
B
New Jersey 10/16/2009
B
District of Columbia 1/4/2016
B
New York 10/16/2009
B
Florida 10/16/2009
B
North Carolina 7/16/2019
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Florida 11/13/2009
B
Ohio 10/6/2017
B
Georgia 2/15/2022
B
Pennsylvania 1/10/2018
B
Illinois 3/8/2019
B
Rhode Island 8/17/2020
B
Massachusetts 1/4/2010
B
South Carolina 1/4/2016
B
Missouri 10/16/2009
SRO Registrations
B
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IA
Registered with this firm since 11/13/2009
B
Registered with this firm since 10/16/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/24/2004 - 11/02/2009 | NEW YORK, NY | |
IA | 06/19/2003 - 10/16/2009 | NEW YORK, NY | |
B | 08/01/2003 - 03/03/2004 | EL SEGUNDO, CA | |
B | 02/18/2000 - 08/01/2003 | NEW YORK, NY | |
IA | 02/18/2000 - 01/28/2003 | NEW YORK, NY | |
B | 07/07/1992 - 02/17/2000 | FORT WAYNE, IN | |
B | 12/09/1986 - 06/22/1992 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.