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DAVID ALAN SALTZMAN
CRD#: 1582420
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 DEERFIELD COMMONS
12600 DEERFIELD PARKWAY
ALPHARETTA, GA 30004
Registration History
199019952000200520102015202020252 FIRMS1988 - 1988 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1997 - Present (27 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1994 - Present (31 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 1994 (1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)1990 - 1993 (3 years)BPAMCO SECURITIES AND INSURANCE... (CRD# 11028)1989 - 1989 (<1 year)BBNL SECURITIES INC. (CRD# 10641)1988 - 1989 (<1 year)BASHFORD CAPITAL CORPORATION (CRD# 14715)1987 - 1987 (<1 year)BSHEARSON LEHMAN BROTHERS INC. (CRD# 7506)1986 - 1987 (<1 year)
License(s)

State Registrations

B
Alabama 3/8/1994

B
Maryland 9/7/2000

IA
Alabama 4/11/2024

B
Massachusetts 9/14/2020

B
Arizona 4/2/2020

B
Michigan 9/7/2000

B
Arkansas 9/28/2023

B
Minnesota 12/5/1994

B
California 3/8/1994

B
Mississippi 9/10/1996

B
Colorado 10/27/2017

B
Missouri 8/4/2020

B
Connecticut 8/19/2014

B
Nevada 5/6/2016

B
Delaware 9/14/2020

B
New Jersey 2/25/1994

B
District of Columbia 8/21/2012

B
New York 2/25/1994

B
Florida 2/25/1994

B
North Carolina 3/9/1994

IA
Florida 6/21/2019

B
Ohio 8/22/1995

B
Georgia 2/25/1994

B
Pennsylvania 2/25/1994

IA
Georgia 1/13/2003

B
Puerto Rico 2/21/2018

B
Hawaii 2/11/2021

B
South Carolina 3/16/1994

B
Idaho 7/16/2007

B
Tennessee 2/25/1994

B
Illinois 7/9/2014

B
Texas 6/5/1997

B
Indiana 7/31/2012

IA
Texas 6/5/1997

B
Kansas 3/28/2014

B
Vermont 11/9/2022

B
Kentucky 2/14/1997

B
Virginia 6/26/1995

B
Louisiana 9/19/2000

B
Washington 4/18/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
DEERFIELD COMMONS 12600 DEERFIELD PARKWAY, ALPHARETTA, GA 30004
Perdido Key, FL
Registered with this firm since 6/5/1997

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
DEERFIELD COMMONS 12600 DEERFIELD PARKWAY, ALPHARETTA, GA 30004
Perdido Key, FL
Registered with this firm since 2/25/1994

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/26/1993 - 03/02/1994 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
02/14/1990 - 03/29/1993 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
06/13/1989 - 11/11/1989 PAMCO SECURITIES AND INSURANCE SERVICES (CRD#:11028)
B
10/28/1988 - 06/19/1989 BNL SECURITIES INC. (CRD#:10641) SYRACUSE, NY
B
02/12/1988 - 11/16/1988 FOCUS SECURITIES, INC. (CRD#:15023)
B
02/05/1988 - 02/23/1988 MCCARLEY AND ASSOCIATES, INC. (CRD#:16128)
B
09/04/1987 - 12/11/1987 ASHFORD CAPITAL CORPORATION (CRD#:14715)
B
11/21/1986 - 01/12/1987 SHEARSON LEHMAN BROTHERS INC. (CRD#:7506)
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Broker
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Investment Adviser
Disclosures
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