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JAMES MILTON MOUND
JIM MOUND
CRD#: 1581626
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 O'Fallon, MO
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 O'Fallon, MO
Registration History
199019952000200520102015202020252 FIRMS1988 - 2002 (14 years)2 FIRMS2002 - 2004 (2 years)2 FIRMS2004 - 2008 (4 years)2 FIRMS2008 - Present (16 years)BLINCOLN NATIONAL PENSION INSUR... (CRD# 10293)1988 - 1989 (1 year)BLINSCO FINANCIAL GROUP, INC. (CRD# 524)1987 - 1988 (<1 year)BINVESTORS BROKERAGE SERVICES, INC. (CRD# 4257)1987 - 1987 (<1 year)
License(s)

State Registrations

B
Arkansas 6/19/2008

IA
Missouri 4/3/2017

B
California 6/19/2008

B
Oklahoma 6/19/2008

B
Colorado 6/19/2008

B
Texas 6/19/2008

B
Louisiana 6/19/2008

IA
Texas 6/19/2008

B
Maine 1/29/2016

B
Wyoming 8/22/2017

B
Missouri 6/19/2008

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
O'Fallon, MO
Registered with this firm since 6/19/2008

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
O'Fallon, MO
Registered with this firm since 6/19/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2004 - 06/24/2008 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) YUKON, OK
B
01/01/2004 - 06/24/2008 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) YUKON, OK
B
01/25/2002 - 01/02/2004 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
IA
03/29/2002 - 01/01/2004 IFG ADVISORY SERVICES INC (CRD#:105316) YUKON, OK
B
01/21/1988 - 02/05/2002 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
01/21/1988 - 02/05/2002 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
01/21/1988 - 01/03/1989 LINCOLN NATIONAL PENSION INSURANCE COMPANY (CRD#:10293)
B
03/30/1987 - 02/01/1988 LINSCO FINANCIAL GROUP, INC. (CRD#:524)
B
02/18/1987 - 04/21/1987 INVESTORS BROKERAGE SERVICES, INC. (CRD#:4257)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.