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RHONDA RENE MCGUIRE
RENE MCGUIRE, RHONDA RENE SEWELL
CRD#: 1581423
IA
B
MORGAN STANLEYCRD#: 149777 100 North Tampa Street
Suite 3000
Tampa, FL 33602
Suite 3000
Tampa, FL 33602
0
Disclosures
38
Years of Experience
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State Registrations
B
Alabama 6/1/2009
B
Montana 7/7/2016
B
Alaska 11/4/2015
B
Nebraska 7/7/2016
B
Arizona 3/5/2013
B
Nevada 11/4/2015
B
Arkansas 11/4/2015
B
New Hampshire 11/4/2015
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
B
New Mexico 7/16/2012
B
Connecticut 10/1/2012
B
New York 6/1/2009
B
Delaware 6/17/2014
B
North Carolina 6/1/2009
B
District of Columbia 4/12/2018
IA
North Carolina 2/25/2013
B
Florida 6/1/2009
B
Ohio 6/1/2009
IA
Florida 6/1/2009
B
Oregon 11/4/2015
B
Georgia 6/1/2009
B
Pennsylvania 1/3/2011
IA
Georgia 2/26/2013
B
Puerto Rico 2/28/2011
B
Idaho 4/12/2018
B
Rhode Island 7/16/2012
B
Illinois 2/28/2011
B
South Carolina 6/1/2009
B
Indiana 5/10/2011
B
Tennessee 2/28/2011
B
Iowa 11/4/2015
B
Texas 6/1/2009
B
Kentucky 1/3/2011
IA
Texas 1/7/2011
B
Louisiana 6/22/2017
B
Utah 4/12/2018
B
Maine 11/4/2015
B
Vermont 6/10/2014
B
Maryland 2/28/2011
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 1/3/2011
B
Michigan 11/4/2015
B
West Virginia 3/8/2016
B
Minnesota 6/1/2009
B
Wisconsin 10/1/2012
B
Mississippi 7/16/2012
B
Wyoming 3/9/2023
B
Missouri 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/07/2006 - 06/01/2009 | TAMPA, FL | |
B | 09/01/2006 - 06/01/2009 | TAMPA, FL | |
IA | 03/01/2000 - 09/08/2006 | TAMPA, FL | |
B | 03/01/2000 - 09/08/2006 | TAMPA, FL | |
B | 06/26/1997 - 02/11/2000 | NEW YORK, NY | |
B | 11/21/1986 - 06/30/1997 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.