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JUNE YVONNA SHAW
CRD#: 1580855
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2700 POST OAK BLVD STE 900
HOUSTON, TX 77056
Registration History
199019952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1991 - 2008 (16 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 1991 (4 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (5 years)
Disclosure(s)
View By:
5/8/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Arkansas 6/7/2019

B
New Mexico 4/13/2022

B
California 6/14/2024

B
New York 2/23/2025

B
Colorado 1/1/2008

B
North Carolina 10/7/2014

B
District of Columbia 8/11/2023

B
Oklahoma 9/25/2008

B
Florida 1/7/2022

B
Oregon 11/25/2013

B
Illinois 4/10/2015

B
Texas 1/1/2008

B
Indiana 2/18/2024

IA
Texas 1/1/2008

B
Massachusetts 6/12/2013

B
Utah 1/1/2008

B
Michigan 1/1/2008

B
Washington 10/21/2019

B
Missouri 11/12/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2700 POST OAK BLVD STE 900, HOUSTON, TX 77056
Houston, TX
Registered with this firm since 1/1/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2700 POST OAK BLVD STE 900, HOUSTON, TX 77056
Houston, TX
Registered with this firm since 1/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/30/1991 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) HOUSTON, TX
IA
08/22/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) HOUSTON, TX
B
12/23/1986 - 10/08/1991 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.