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HARVEY RICHARD DEKRAFFT
HARVEY R DEKRAFFT
CRD#: 1579931
IA
B
LEGACY INVESTMENT ADVISORS, LLCCRD#: 144477 603 SHEPPARD ROAD
VOORHEES, NJ 08043
VOORHEES, NJ 08043
STURDIVANT & CO. INCCRD#: 24583 603 SHEPPARD ROAD
VOORHEES, NJ 08043
VOORHEES, NJ 08043
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7/28/1998
Regulatory
Final
State Registrations
B
Florida 4/23/2010
IA
New Jersey 1/28/2021
B
Indiana 10/29/2019
B
Pennsylvania 3/15/2017
B
New Jersey 7/24/1989
IA
Pennsylvania 2/26/2021
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/28/2021
B
Registered with this firm since 10/3/1989
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/26/2016 - 12/31/2020 | MT. LAUREL, NJ | |
IA | 02/02/2016 - 12/04/2017 | MT. LAUREL, NJ | |
IA | 06/03/2015 - 12/31/2015 | MT. LAUREL, NJ | |
IA | 06/21/2011 - 12/31/2015 | MT. LAUREL, NJ | |
IA | 07/16/2007 - 12/31/2008 | VOORHEES, NJ | |
B | 11/21/1986 - 05/23/1989 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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