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CARL DAVID LEWIS
CARL D LEWIS, CARL David LEWIS, C. David Lewis, Carl David Lewis, David Lewis
CRD#: 1577438
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 820 Gessner Rd., Ste. 1325
Houston, TX 77024-4467
Registration History
199019952000200520102015202020252 FIRMS2008 - 2017 (8 years)2 FIRMS2017 - 2023 (6 years)2 FIRMS2023 - Present (1 year)BWORLD CHOICE SECURITIES, INC. (CRD# 30933)2006 - 2008 (2 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1999 - 2006 (7 years)BJEFFERSON PILOT SECURITIES COR... (CRD# 3870)1997 - 1999 (1 year)BJEFFERSON-PILOT INVESTOR SERVI... (CRD# 5178)1995 - 1997 (1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)1995 - 1995 (<1 year)BAETNA INVESTMENT SERVICES, INC. (CRD# 34815)1994 - 1995 (<1 year)BROTAN MOSLE INC. (CRD# 727)1986 - 1988 (1 year)IAWORLD CHOICE SECURITIES, INC. (CRD# 30933)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Arkansas 1/2/2025

B
Mississippi 11/16/2023

B
Colorado 1/2/2025

B
Texas 11/16/2023

B
Florida 1/2/2025

IA
Texas 11/16/2023

B
Louisiana 11/16/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
820 Gessner Rd., Ste. 1325, Houston, TX 77024-4467
Houston, TX
Registered with this firm since 11/16/2023

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
820 Gessner Rd., Ste. 1325, Houston, TX 77024-4467
Houston, TX
Registered with this firm since 11/16/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/14/2017 - 11/29/2023 LPL FINANCIAL LLC (CRD#:6413) HOUSTON, TX
B
07/14/2017 - 11/29/2023 LPL FINANCIAL LLC (CRD#:6413) HOUSTON, TX
IA
09/09/2008 - 07/17/2017 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
B
09/09/2008 - 07/17/2017 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
IA
08/11/2008 - 09/10/2008 WORLD CHOICE SECURITIES, INC. (CRD#:30933) HOUSTON, TX
B
09/15/2006 - 09/10/2008 WORLD CHOICE SECURITIES, INC. (CRD#:30933) HOUSTON, TX
B
04/15/1999 - 09/21/2006 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) HOUSTON, TX
B
10/01/1997 - 04/21/1999 JEFFERSON PILOT SECURITIES CORPORATION (CRD#:3870) FORT WAYNE, IN
B
12/06/1995 - 10/01/1997 JEFFERSON-PILOT INVESTOR SERVICES, INC. (CRD#:5178) FORT WAYNE, IN
B
02/07/1995 - 10/04/1995 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
08/08/1994 - 01/30/1995 AETNA INVESTMENT SERVICES, INC. (CRD#:34815) WINDSOR, CT
B
10/29/1986 - 02/08/1988 ROTAN MOSLE INC. (CRD#:727)
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B
Broker
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Investment Adviser
Disclosures
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