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DAVID B KIDD
CRD#: 1576325
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 8075 LEESBURG PIKE
VIENNA, VA 22182
Registration History
199019952000200520102015202020252 FIRMS2013 - Present (11 years)BFIVE X SECURITIES, LLC (CRD# 8193)2008 - 2009 (1 year)BSIGNET FINANCIAL SERVICES,INC. (CRD# 17511)1993 - 1995 (2 years)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1991 - 1993 (1 year)BPAMCO SECURITIES AND INSURANCE... (CRD# 11028)1991 - 1991 (<1 year)BL. F. ROTHSCHILD & CO. INCORPO... (CRD# 501)1986 - 1988 (1 year)
Disclosure(s)
View By:
6/30/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 3/31/2021

B
Missouri 5/8/2019

B
Arkansas 5/8/2019

B
New Hampshire 5/8/2019

B
California 8/31/2020

B
New York 12/16/2019

B
Colorado 9/22/2016

B
North Carolina 10/7/2015

B
Connecticut 1/20/2022

B
Ohio 1/2/2022

B
Delaware 5/8/2019

B
Oklahoma 5/8/2019

B
District of Columbia 10/18/2013

B
Pennsylvania 3/15/2022

B
Florida 10/21/2013

B
Tennessee 4/1/2021

B
Georgia 6/5/2019

B
Texas 9/20/2016

B
Illinois 9/6/2023

IA
Texas 9/20/2016

B
Louisiana 6/9/2014

B
Virgin Islands 11/24/2021

B
Maine 12/3/2021

B
Virginia 7/25/2013

B
Maryland 10/18/2013

IA
Virginia 7/25/2013

B
Michigan 4/2/2020

B
Washington 8/31/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
8075 LEESBURG PIKE, VIENNA, VA 22182
Ashburn, VA
Registered with this firm since 7/25/2013

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
8075 LEESBURG PIKE, VIENNA, VA 22182
Ashburn, VA
Registered with this firm since 6/20/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/08/2008 - 12/23/2009 FIVE X SECURITIES, LLC (CRD#:8193) OAKTON, VA
B
04/06/1993 - 12/29/1995 SIGNET FINANCIAL SERVICES,INC. (CRD#:17511) CHARLOTTE, NC
B
08/01/1991 - 03/15/1993 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
05/07/1991 - 08/01/1991 PAMCO SECURITIES AND INSURANCE SERVICES (CRD#:11028)
B
10/22/1986 - 07/18/1988 L. F. ROTHSCHILD & CO. INCORPORATED (CRD#:501)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.