Individual Firm
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WILLIAM CLAY TUCKER
CLAY TUCKER
CRD#: 1576023
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SEQUENT PLANNING, LLCCRD#: 160381 2650 HOLCOMB BRIDGE RD., SUITE 630
ALPHARETTA, GA 30022
ALPHARETTA, GA 30022
0
Disclosures
17
Years of Experience
View By:
State Registrations
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Georgia 1/17/2023
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Registered with this firm since 1/17/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/19/2021 - 01/10/2023 | ATLANTA, GA | |
IA | 07/03/2017 - 06/16/2021 | Canton, GA | |
IA | 03/08/2013 - 12/20/2016 | CANTON, GA | |
IA | 01/11/2010 - 01/11/2010 | SUWANEE, GA | |
IA | 10/24/2006 - 09/28/2009 | KENNESAW, GA | |
IA | 08/31/2004 - 10/12/2006 | WOODSTOCK, GA | |
IA | 08/31/2004 - 09/21/2004 | WOODSTOCK, GA | |
IA | 12/04/2003 - 07/16/2004 | ALPHARETTA, GA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.