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VICTOR A GUTZWA
CHIP GUTZWA JR, VICTOR ANDREW GUTZWA JR, VICTOR ANDREW GUTZWA
CRD#: 1575895
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WELLS FARGO ADVISORSCRD#: 19616 8474 ROZITA LEE AVE STE 400
LAS VEGAS, NV 89113
LAS VEGAS, NV 89113
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Disclosures
38
Years of Experience
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State Registrations
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Arizona 6/19/2007
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Nevada 7/1/2003
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California 7/1/2003
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New Mexico 10/18/2017
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Florida 7/1/2003
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New York 7/1/2003
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Hawaii 1/2/2014
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Oregon 9/7/2010
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Illinois 5/25/2018
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Texas 6/17/2024
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Louisiana 5/12/2020
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Texas 6/17/2024
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Nevada 7/1/2003
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Washington 12/13/2018
SRO Registrations
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Registered with this firm since 7/1/2003
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Registered with this firm since 7/1/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/25/1997 - 07/01/2003 | LAS VEGAS, NV | |
B | 04/25/1997 - 07/01/2003 | NEW YORK, NY | |
B | 03/15/1994 - 05/06/1997 | WEEHAWKEN, NJ | |
B | 02/13/1987 - 03/21/1994 | LOS ANGELES, CA | |
B | 01/21/1987 - 02/26/1987 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.