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KEITH GORDON SPENCER
KEITH G SPENCER, Keith Gordon Spencer
CRD#: 1575286
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 603 VILLAGE BLVD. SUITE 101
WEST PALM BEACH, FL 33409
Registration History
199019952000200520102015202020252 FIRMS2007 - 2015 (7 years)2 FIRMS2015 - 2021 (6 years)2 FIRMS2021 - Present (3 years)BPUTNAM RETAIL MANAGEMENT LIMIT... (CRD# 7325)2000 - 2004 (3 years)BAMERICAN CAPITAL MARKETING, INC. (CRD# 6699)1987 - 1990 (3 years)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1987 - 1989 (2 years)
License(s)

State Registrations

B
Arizona 8/24/2023

B
New Jersey 3/30/2022

B
Florida 11/15/2021

B
New York 11/15/2021

IA
Florida 1/4/2022

B
North Carolina 6/19/2024

B
Illinois 8/29/2022

B
Ohio 2/16/2022

B
Kentucky 2/7/2023

B
South Carolina 8/29/2022

B
Maryland 11/17/2023

B
Texas 2/9/2022

B
New Hampshire 11/15/2021

IA
Texas 2/9/2022

IA
New Hampshire 11/15/2021

B
Vermont 1/7/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
603 VILLAGE BLVD. SUITE 101, WEST PALM BEACH, FL 33409
127 NORTH CONGRESS AVE, BOYNTON BEACH, FL 33409
Registered with this firm since 11/15/2021

B
LPL FINANCIAL LLC (CRD#:6413)
603 VILLAGE BLVD. SUITE 101, WEST PALM BEACH, FL 33409
127 NORTH CONGRESS AVE, BOYNTON BEACH, FL 33409
Registered with this firm since 11/15/2021

Previous Registration(s)
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IA
07/17/2015 - 11/10/2021 CITIZENS INVESTMENT SERVICES (CRD#:39550) BRATTLEBORO, VT
B
07/17/2015 - 11/10/2021 CITIZENS SECURITIES, INC. (CRD#:39550) BRATTLEBORO, VT
IA
12/12/2007 - 07/16/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HANOVER, NH
B
11/02/2007 - 07/16/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HANOVER, NH
B
10/25/2000 - 01/02/2004 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (CRD#:7325) BOSTON, MA
B
03/04/1987 - 10/17/1990 AMERICAN CAPITAL MARKETING, INC. (CRD#:6699)
B
03/04/1987 - 12/31/1989 ADVANTAGE CAPITAL CORPORATION (CRD#:146)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.