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WILLIAM EARL MORAN
CRD#: 1574366
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 31731 NORTHWESTERN HWY; STE 151W
FARMINGTON HILLS, MI 48334
Registration History
19901995200020052010201520202025IALPL FINANCIAL LLC (CRD# 6413)2010 - Present (14 years)BLPL FINANCIAL LLC (CRD# 6413)2000 - Present (25 years)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1988 - 2000 (12 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1987 - 1987 (<1 year)BFIRST INVESTORS CORPORATION (CRD# 305)1986 - 1987 (<1 year)
Disclosure(s)
View By:
10/19/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 9/27/2005

B
North Carolina 11/18/2015

B
California 1/31/2006

B
Ohio 5/6/2004

B
Florida 3/7/2000

B
South Carolina 8/22/2013

B
Georgia 1/10/2019

B
Tennessee 10/1/2021

B
Illinois 5/23/2018

B
Texas 5/5/2014

B
Maryland 9/1/2020

IA
Texas 5/19/2014

B
Michigan 2/2/2000

B
Utah 7/15/2024

IA
Michigan 5/26/2010

B
Vermont 8/2/2022

B
Nevada 4/20/2001

B
Virginia 4/11/2022

B
New York 11/8/2005

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
31731 NORTHWESTERN HWY; STE 151W, FARMINGTON HILLS, MI 48334
Registered with this firm since 5/26/2010

B
LPL FINANCIAL LLC (CRD#:6413)
31731 NORTHWESTERN HWY; STE 151W, FARMINGTON HILLS, MI 48334
Registered with this firm since 2/2/2000

Previous Registration(s)
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B
01/08/1988 - 02/22/2000 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
B
11/25/1987 - 12/11/1987 OLDE DISCOUNT CORPORATION (CRD#:5979)
B
10/08/1986 - 01/23/1987 FIRST INVESTORS CORPORATION (CRD#:305)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.