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JEFFERY STUART BERENSON
JEFF BERENSON
CRD#: 1573784
IA
B
NEWEDGE ADVISORSCRD#: 171351 9450 Enterprise Drive
Mokena, IL 60448
Mokena, IL 60448
NEWEDGE SECURITIES, LLCCRD#: 10674 9450 Enterprise Drive
Mokena, IL 60448
Mokena, IL 60448
0
Disclosures
38
Years of Experience
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State Registrations
B
Alabama 10/31/2022
IA
Illinois 11/4/2022
B
Florida 10/31/2022
B
New York 10/31/2022
B
Illinois 11/2/2022
IA
Texas 10/31/2022
SRO Registrations
B
B
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IA
Registered with this firm since 10/31/2022
B
Registered with this firm since 10/31/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/14/2000 - 11/09/2022 | ORLAND PARK, IL | |
B | 01/31/2000 - 11/09/2022 | ORLAND PARK, IL | |
B | 10/24/1986 - 02/10/2000 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.