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Detailed Report
PHILLIP BACK WEINSTEIN
CRD#: 1572806
IA
Investment Adviser
FARTHERCRD#: 302050 7000 N Mopac Expressway
Suite 200
Austin, TX 78731
Registration History
2008201020122014201620182020202220242026IAFARTHER (CRD# 302050)2025 - Present (<1 year)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2016 - 2025 (8 years)IAFINANCIAL ENGINES ADVISOR CENT... (CRD# 109238)2013 - 2016 (3 years)IATHE MUTUAL FUND STORE (CRD# 135062)2009 - 2013 (3 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2009 (<1 year)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2008 - 2008 (<1 year)IACUSO FINANCIAL SERVICES, L.P. (CRD# 42132)2007 - 2008 (1 year)
License(s)

State Registrations

IA
Texas 1/21/2025
Current Registration(s)
IA
FARTHER (CRD#:302050)
7000 N Mopac Expressway Suite 200, Austin, TX 78731
Registered with this firm since 1/21/2025
Previous Registration(s)
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 11/30/2016 - 02/14/2025 EDELMAN FINANCIAL ENGINES (CRD#:104510) AUSTIN, TX
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 07/01/2013 - 11/30/2016 FINANCIAL ENGINES ADVISOR CENTER, LLC (CRD#:109238) AUSTIN, TX
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 08/12/2009 - 07/02/2013 THE MUTUAL FUND STORE (CRD#:135062) AUSTIN, TX
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 12/17/2008 - 07/10/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) AUSTIN, TX
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 02/14/2008 - 12/08/2008 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) AUSTIN, TX
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 01/11/2007 - 01/25/2008 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) AUSTIN, TX
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.