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DAVID WAIN GOOGE
CRD#: 1571564
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VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 723 COLISEUM DRIVE STE 202
WINSTON SALEM, NC 27106
WINSTON SALEM, NC 27106
0
Disclosures
38
Years of Experience
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State Registrations
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Arizona 6/20/2024
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North Carolina 4/1/2015
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Arkansas 1/7/2016
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Ohio 6/20/2024
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California 1/7/2020
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Puerto Rico 3/1/2021
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Colorado 1/3/2011
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South Carolina 1/3/2011
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Florida 7/13/2011
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Tennessee 12/3/2012
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Georgia 2/15/2011
B
Virginia 1/3/2011
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North Carolina 1/3/2011
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West Virginia 1/3/2011
SRO Registrations
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Registered with this firm since 4/1/2015
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Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/15/1993 - 01/03/2011 | WINSTON SALEM, NC | |
B | 09/29/1994 - 10/04/2004 | NEW YORK, NY | |
B | 10/24/1986 - 10/15/1993 | HARTFORD, CT |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.