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Detailed Report
ROBERT W SWIRSKY
ROBERT WILLARD SWILSKY, ROBERT WILLARD SWIRSKY
CRD#: 1569082
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 Phoenix, AZ
Registration History
19901995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2018 - Present (7 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2012 - Present (13 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1991 - 2010 (19 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1991 - 2002 (10 years)BMFI INVESTMENTS CORP. (CRD# 2864)1990 - 1991 (<1 year)BFIRST HANOVER SECURITIES, INC. (CRD# 14469)1988 - 1990 (2 years)BGLEN RAUCH SECURITIES, INC. (CRD# 17843)1986 - 1987 (1 year)
Disclosure(s)
View By:
1/14/2010
Regulatory
Final
2/8/2007
Regulatory
Final
License(s)

State Registrations

B
Alabama 2/1/2019
B
New York 3/6/2012
B
Arizona 2/1/2012
IA
New York 4/16/2021
IA
Arizona 2/27/2018
B
North Carolina 6/4/2014
B
California 9/27/2018
B
South Carolina 2/9/2012
B
Florida 5/21/2012
B
Texas 5/20/2013
IA
Florida 8/5/2019
B
Utah 10/12/2018
B
Iowa 5/23/2019
IA
Utah 10/12/2018
B
New Jersey 2/2/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
Phoenix, AZ
Registered with this firm since 2/27/2018
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
Phoenix, AZ
Registered with this firm since 1/20/2012
Previous Registration(s)
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B
 03/28/1991 - 08/31/2010 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) PHOENIX, AZ
B
 03/28/1991 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
 08/21/1990 - 02/11/1991 MFI INVESTMENTS CORP. (CRD#:2864) BRYAN, OH
B
 07/20/1988 - 08/07/1990 FIRST HANOVER SECURITIES, INC. (CRD#:14469) STATEN ISLAND, NY
B
 10/22/1986 - 11/02/1987 GLEN RAUCH SECURITIES, INC. (CRD#:17843)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.