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Detailed Report
ANN REINHOLD
ANN R LAYNE, ANN R SCHWARTZ
CRD#: 1565269
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 333 E MAIN ST STE 120
LEXINGTON, KY 40507
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BMORGAN STANLEY DW INC. (CRD# 7556)1998 - 2007 (8 years)IAMORGAN STANLEY (CRD# 7556)1999 - 2007 (7 years)
License(s)

State Registrations

B
Kentucky 10/22/2012
IA
Kentucky 10/22/2012

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
333 E MAIN ST STE 120, LEXINGTON, KY 40507
LEXINGTON, KY
Registered with this firm since 10/22/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
333 E MAIN ST STE 120, LEXINGTON, KY 40507
LEXINGTON, KY
Registered with this firm since 10/22/2012
Previous Registration(s)
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IA
 06/01/2009 - 06/26/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) LEXINGTON, KY
B
 06/01/2009 - 06/26/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) LEXINGTON, KY
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LEXINGTON, KY
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LEXINGTON, KY
IA
 11/23/1999 - 04/02/2007 MORGAN STANLEY (CRD#:7556) LEXINGTON, KY
B
 12/24/1998 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) LEXINGTON, KY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.