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Detailed Report
JOSEPH PATRICK HASSETT
JOSEPH P HASSETT
CRD#: 1565257
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 475 Kilvert Street
Suite 330
Warwick, RI 02886
Registration History
199019952000200520102015202020252 FIRMS2009 - Present (15 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2009 (4 years)BQUICK & REILLY, INC. (CRD# 11217)2001 - 2004 (3 years)BFLEET SECURITIES, INC. (CRD# 13071)1998 - 2001 (2 years)BFLEET SECURITIES INC. (CRD# 7147)1989 - 1998 (8 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2006 - 2009 (3 years)
License(s)

State Registrations

B
California 6/29/2009
B
Nevada 11/7/2013
IA
California 10/21/2011
B
New York 6/19/2009
B
Connecticut 6/29/2009
B
North Carolina 6/14/2019
B
Florida 5/29/2009
B
Ohio 3/11/2021
B
Georgia 6/3/2009
IA
Rhode Island 5/29/2009
B
Maine 10/9/2018
B
Rhode Island 6/1/2009
B
Maryland 10/29/2020
B
South Carolina 7/7/2009
B
Massachusetts 6/29/2009
B
Virginia 6/1/2009

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
475 Kilvert Street Suite 330, Warwick, RI 02886
Registered with this firm since 5/29/2009
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
475 Kilvert Street Suite 330, Warwick, RI 02886
Registered with this firm since 5/29/2009
Previous Registration(s)
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IA
 04/27/2006 - 06/04/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PROVIDENCE, RI
B
 10/20/2004 - 06/04/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PROVIDENCE, RI
B
 01/02/2001 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 02/02/1998 - 01/02/2001 FLEET SECURITIES, INC. (CRD#:13071) DALLAS, TX
B
 07/21/1989 - 02/02/1998 FLEET SECURITIES INC. (CRD#:7147) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.