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STEVEN MARK COHEN
CRD#: 1564975
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 5847 SAN FELIPE STREET
Ste 3900
HOUSTON, TX 77057
Registration History
199019952000200520102015202020252 FIRMS2000 - 2003 (3 years)IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2006 - Present (18 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2003 - Present (21 years)BJ.C. BRADFORD & CO. (CRD# 1287)1999 - 2000 (1 year)BEVEREN SECURITIES, INC. (CRD# 19616)1990 - 1999 (8 years)BLOVETT UNDERWOOD NEUHAUS & WEB... (CRD# 22540)1989 - 1990 (<1 year)BUNDERWOOD, NEUHAUS & CO., INCO... (CRD# 839)1986 - 1989 (3 years)
License(s)

State Registrations

B
California 12/20/2010

B
Nevada 7/1/2020

B
District of Columbia 5/3/2011

B
New York 2/24/2006

B
Florida 10/31/2003

B
Pennsylvania 10/31/2003

B
Illinois 1/18/2023

B
Texas 10/31/2003

B
Kentucky 2/28/2023

IA
Texas 6/30/2006

B
Maryland 12/12/2016

B
Wyoming 11/22/2013

B
Missouri 10/31/2003

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
5847 SAN FELIPE STREET Ste 3900, HOUSTON, TX 77057
Registered with this firm since 6/30/2006

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
5847 SAN FELIPE STREET Ste 3900, HOUSTON, TX 77057
Registered with this firm since 10/31/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/14/2000 - 11/12/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON GALLERI, TX
B
08/14/2000 - 11/12/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
07/23/1999 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
09/04/1990 - 06/28/1999 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
11/13/1989 - 09/04/1990 LOVETT UNDERWOOD NEUHAUS & WEBB, INC. (CRD#:22540)
B
09/26/1986 - 11/13/1989 UNDERWOOD, NEUHAUS & CO., INCORPORATED (CRD#:839) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
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