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Detailed Report
KIRK ALAN ABRAHAMSON
KIRK A ABRAHAMSON
CRD#: 1564137
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 13137 University Ave
Clive, IA 50325
Registration History
199019952000200520102015202020252 FIRMS2002 - 2020 (18 years)2 FIRMS2020 - Present (4 years)BU.S. BANCORP PIPER JAFFRAY INC. (CRD# 665)1991 - 2002 (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 1991 (5 years)IAU.S. BANCORP PIPER JAFFRAY INC. (CRD# 665)1999 - 2002 (3 years)
License(s)

State Registrations

B
Arizona 9/16/2020
B
Montana 9/16/2020
B
Arkansas 9/16/2020
B
Nebraska 9/16/2020
B
California 9/16/2020
B
Nevada 9/16/2020
B
Colorado 9/16/2020
B
New Jersey 5/31/2023
B
Delaware 9/16/2020
B
New Mexico 9/16/2020
B
Florida 9/16/2020
B
New York 9/16/2020
IA
Florida 12/26/2023
B
North Carolina 9/30/2020
B
Georgia 9/16/2020
B
Ohio 9/16/2020
B
Hawaii 9/17/2020
B
Oklahoma 5/19/2022
B
Idaho 9/16/2020
B
Oregon 9/16/2020
B
Illinois 9/29/2020
B
Pennsylvania 9/16/2020
B
Indiana 10/9/2023
B
South Carolina 9/16/2020
B
Iowa 9/16/2020
B
Tennessee 9/16/2020
IA
Iowa 9/16/2020
B
Texas 9/16/2020
B
Kansas 9/16/2020
IA
Texas 10/2/2020
B
Kentucky 2/12/2021
B
Utah 10/6/2020
B
Massachusetts 9/16/2020
B
Virginia 9/16/2020
B
Michigan 11/10/2020
B
Washington 9/16/2020
B
Minnesota 9/16/2020
B
Wisconsin 9/16/2020
B
Missouri 9/16/2020
B
Wyoming 9/16/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
13137 University Ave, Clive, IA 50325
16386 Viansa Way Unit 302, Naples, FL 34110
Registered with this firm since 9/16/2020
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
13137 University Ave, Clive, IA 50325
16386 Viansa Way Unit 302, Naples, FL 34110
Registered with this firm since 9/16/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/16/2002 - 09/29/2020 RBC CAPITAL MARKETS, LLC (CRD#:31194) CLIVE, IA
B
 08/16/2002 - 09/29/2020 RBC CAPITAL MARKETS, LLC (CRD#:31194) CLIVE, IA
IA
 04/21/1999 - 09/03/2002 U.S. BANCORP PIPER JAFFRAY INC. (CRD#:665) DES MOINES, IA
B
 11/12/1991 - 09/03/2002 U.S. BANCORP PIPER JAFFRAY INC. (CRD#:665) MINNEAPOLIS, MN
B
 10/22/1986 - 11/14/1991 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.