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Detailed Report
GERARD JOHN KELLY III
GERRARD JOHN KELLY III, JERRY KELLY
CRD#: 1563010
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 2605 ENTERPRISE ROAD
SUITE 168
CLEARWATER, FL 33759
Registration History
199019952000200520102015202020252 FIRMS1993 - 2013 (19 years)2 FIRMS2013 - Present (12 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2002 - 2002 (<1 year)BTHE OHIO COMPANY (CRD# 628)1987 - 1993 (6 years)BTHE STUART-JAMES COMPANY, INC. (CRD# 11691)1986 - 1986 (<1 year)
License(s)

State Registrations

B
Arizona 1/4/2016
B
Missouri 11/21/2022
B
Arkansas 1/3/2020
B
New Jersey 2/28/2013
B
California 2/28/2013
B
New Mexico 10/2/2020
B
Colorado 1/4/2016
B
New York 2/28/2013
B
Connecticut 2/28/2013
B
North Carolina 2/28/2013
B
Florida 2/28/2013
B
Ohio 2/28/2013
IA
Florida 3/1/2013
B
Pennsylvania 1/4/2016
B
Georgia 2/28/2013
B
South Carolina 2/28/2013
B
Illinois 1/11/2018
B
Tennessee 7/6/2021
B
Kentucky 10/27/2017
B
Texas 2/28/2013
B
Louisiana 1/4/2016
IA
Texas 5/6/2019
B
Maryland 2/28/2013
B
Utah 1/3/2020
B
Massachusetts 2/28/2013
B
Virginia 2/28/2013
B
Michigan 2/28/2013
B
Washington 2/28/2013
B
Mississippi 3/8/2022
B
Wisconsin 2/28/2013

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2605 ENTERPRISE ROAD SUITE 168, CLEARWATER, FL 33759
Registered with this firm since 3/1/2013
B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2605 ENTERPRISE ROAD SUITE 168, CLEARWATER, FL 33759
Registered with this firm since 2/28/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/20/1993 - 03/06/2013 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) PALM HARBOR, FL
B
 09/20/1993 - 03/06/2013 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) PALM HARBOR, FL
B
 01/11/2002 - 12/20/2002 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
B
 02/02/1987 - 10/07/1993 THE OHIO COMPANY (CRD#:628) CINCINNATI, OH
B
 09/26/1986 - 12/22/1986 THE STUART-JAMES COMPANY, INC. (CRD#:11691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.