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Detailed Report
STEPHEN RUPRECHT
STEFAN JOHN RUPRECHT, Stephen John Ruprecht
CRD#: 1562484
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1999 AVENUE OF THE STARS
STE 2200
LOS ANGELES, CA 90067
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2024 (5 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
California 8/6/2024
IA
California 8/6/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1999 AVENUE OF THE STARS STE 2200, LOS ANGELES, CA 90067
Registered with this firm since 8/6/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1999 AVENUE OF THE STARS STE 2200, LOS ANGELES, CA 90067
Registered with this firm since 8/6/2024
Previous Registration(s)
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IA
 05/08/2018 - 01/19/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MISSION WOODS, KS
B
 05/08/2018 - 01/19/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MISSION WOODS, KS
IA
 11/04/2016 - 04/24/2018 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) OVERLAND PARK, KS
B
 06/01/2016 - 04/24/2018 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.