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AJAY B MASAND
AJAY BIHARI MASAND
CRD#: 1562474
IA
B
MORGAN STANLEYCRD#: 149777 Two Jericho Plaza
Jericho, NY 11753
Jericho, NY 11753
View By:
7/3/2003
Customer Dispute
Settled
State Registrations
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Alabama 4/26/2024
B
Montana 6/11/2024
B
Arizona 10/10/2024
B
Nebraska 4/29/2024
B
California 5/7/2020
B
Nevada 2/29/2024
B
Colorado 5/26/2020
B
New Hampshire 2/29/2024
B
Connecticut 5/7/2020
B
New Jersey 5/7/2020
B
Delaware 5/26/2020
B
New Mexico 2/29/2024
B
District of Columbia 5/26/2020
B
New York 5/7/2020
B
Florida 5/7/2020
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New York 6/16/2021
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Florida 5/26/2020
B
North Carolina 3/1/2024
B
Georgia 5/7/2020
B
Ohio 2/28/2024
B
Hawaii 7/10/2020
B
Oregon 2/28/2024
B
Idaho 4/30/2024
B
Pennsylvania 5/7/2020
B
Illinois 5/11/2020
B
Rhode Island 2/28/2024
B
Iowa 10/31/2024
B
South Carolina 5/8/2020
B
Kansas 2/12/2025
B
South Dakota 2/12/2025
B
Kentucky 10/7/2024
B
Tennessee 2/28/2024
B
Louisiana 10/10/2024
B
Texas 5/7/2020
B
Maine 2/28/2024
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Texas 5/7/2020
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Maryland 5/7/2020
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Vermont 4/29/2024
B
Massachusetts 5/7/2020
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Virgin Islands 10/31/2024
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Minnesota 10/3/2024
B
Virginia 5/7/2020
B
Mississippi 10/25/2024
B
Washington 9/2/2022
B
Missouri 2/28/2024
B
Wisconsin 1/29/2025
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/7/2020
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Registered with this firm since 5/7/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/05/2008 - 05/18/2020 | GARDEN CITY, NY | |
B | 12/05/2008 - 05/18/2020 | GARDEN CITY, NY | |
IA | 04/02/2007 - 12/08/2008 | NEW YORK, NY | |
B | 04/02/2007 - 12/08/2008 | NEW YORK, NY | |
IA | 12/13/2002 - 04/02/2007 | GARDEN CITY, NY | |
B | 10/30/1995 - 04/02/2007 | GARDEN CITY, NY | |
B | 02/22/1990 - 11/07/1995 | NEW YORK, NY | |
B | 10/09/1987 - 02/27/1990 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.