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Detailed Report
Jacqueline Luckner
JACQUELINE TURNER
CRD#: 1562289
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1819 MAIN ST
SARASOTA, FL 34236
Registration History
199019952000200520102015202020252 FIRMS2019 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2003 (6 years)BNATWEST SECURITIES CORPORATION (CRD# 18238)1996 - 1997 (1 year)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1992 - 1996 (4 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1990 - 1992 (1 year)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1988 - 1990 (1 year)
License(s)

State Registrations

B
Alabama 2/1/2022
B
Montana 2/1/2022
B
Alaska 8/27/2024
B
Nebraska 8/27/2024
B
Arizona 1/12/2022
B
Nevada 2/1/2022
B
Arkansas 8/27/2024
B
New Hampshire 1/12/2022
B
California 5/29/2019
B
New Jersey 5/29/2019
B
Colorado 5/29/2019
B
New Mexico 1/10/2025
B
Connecticut 5/29/2019
B
New York 5/29/2019
IA
Connecticut 5/30/2019
IA
New York 4/19/2021
B
Delaware 2/1/2022
B
North Carolina 5/29/2019
B
District of Columbia 6/18/2024
B
North Dakota 1/10/2025
B
Florida 5/29/2019
B
Ohio 5/30/2019
IA
Florida 2/18/2021
B
Oklahoma 3/30/2022
B
Georgia 5/29/2019
B
Oregon 1/12/2022
B
Idaho 8/27/2024
B
Pennsylvania 5/29/2019
B
Illinois 5/29/2019
B
Rhode Island 11/28/2023
B
Indiana 2/18/2021
B
South Carolina 5/29/2019
B
Iowa 2/1/2022
B
Tennessee 2/1/2022
B
Kentucky 7/19/2023
B
Texas 5/29/2019
B
Louisiana 8/27/2024
IA
Texas 5/29/2019
B
Maine 5/29/2019
B
Utah 8/27/2024
B
Maryland 5/29/2019
B
Vermont 6/18/2024
B
Massachusetts 5/29/2019
B
Virgin Islands 1/28/2025
B
Michigan 5/29/2019
B
Virginia 5/29/2019
B
Minnesota 2/1/2022
B
Washington 2/1/2022
B
Mississippi 8/27/2024
B
West Virginia 8/27/2024
B
Missouri 2/1/2022
B
Wisconsin 2/1/2022

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1819 MAIN ST, SARASOTA, FL 34236
Registered with this firm since 5/29/2019
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1819 MAIN ST, SARASOTA, FL 34236
Registered with this firm since 1/22/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/27/1997 - 07/23/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 04/30/1996 - 09/04/1997 NATWEST SECURITIES CORPORATION (CRD#:18238) NEW YORK, NY
B
 07/09/1992 - 08/15/1996 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
B
 11/29/1990 - 07/17/1992 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
 08/25/1988 - 02/27/1990 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.