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Detailed Report
JULIE LYNN AHRENS
JULIE LYNN BARRETT, JULIE BARRETT, Julie Larson
CRD#: 1562156
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Investment Adviser
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Previous Broker
HORTER INVESTMENT MANAGEMENT, LLCCRD#: 119880 Covington, IN
Registration History
1995200020052010201520202025IAHORTER INVESTMENT MANAGEMENT, LLC (CRD# 119880)2018 - Present (7 years)BROOSEVELT EQUITY CORPORATION (CRD# 6004)1993 - 1996 (3 years)
Disclosure(s)
View By:
8/18/2006
Regulatory
Final
License(s)

State Registrations

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Illinois 3/20/2018
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Kentucky 5/17/2022
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Indiana 3/20/2018
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Texas 12/19/2023
Current Registration(s)
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HORTER INVESTMENT MANAGEMENT, LLC (CRD#:119880)
Covington, IN
Registered with this firm since 3/20/2018
Previous Registration(s)
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 08/04/1993 - 08/21/1996 ROOSEVELT EQUITY CORPORATION (CRD#:6004) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.