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Detailed Report
TARIN LINN CHIAPPA
TARIN LINN UNDERHILL
CRD#: 1561751
IA
Investment Adviser
B
Broker
BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 67 EAST PARK PL, SUITE 850
MORRISTOWN, NJ 07960
Registration History
20082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2013 (5 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2013 (2 years)
License(s)

State Registrations

B
Arizona 7/2/2013
B
Missouri 2/14/2021
B
California 7/2/2013
B
New Jersey 7/2/2013
B
Connecticut 7/2/2013
IA
New Jersey 7/2/2013
B
Florida 7/2/2013
B
New York 7/2/2013
B
Georgia 2/14/2021
B
North Carolina 7/2/2013
B
Illinois 7/2/2013
B
Ohio 7/2/2013
B
Indiana 2/14/2021
B
Oregon 2/14/2021
B
Iowa 2/14/2021
B
Pennsylvania 7/2/2013
B
Kansas 2/14/2021
B
Rhode Island 2/14/2021
B
Kentucky 2/14/2021
B
South Carolina 7/2/2013
B
Maine 7/2/2013
B
Texas 2/14/2021
B
Maryland 8/15/2018
IA
Texas 2/16/2021
B
Massachusetts 7/2/2013
B
Vermont 7/2/2013
B
Michigan 7/2/2013
B
Virginia 7/2/2013
B
Minnesota 2/14/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
BENJAMIN F. EDWARDS & COMPANY, INC. (CRD#:146936)
67 EAST PARK PL, SUITE 850, MORRISTOWN, NJ 07960
Mine Hill, NJ
Registered with this firm since 7/2/2013
IA
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD#:146936)
67 EAST PARK PL, SUITE 850, MORRISTOWN, NJ 07960
Mine Hill, NJ
Registered with this firm since 7/2/2013
Previous Registration(s)
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IA
 05/25/2011 - 07/03/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) MORRISTOWN, NJ
B
 07/24/2008 - 07/03/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) MORRISTOWN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.