Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WALTER EUBON JONES JR
CRD#: 1561431
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1 TOWN CENTER ROAD
10TH FLOOR
BOCA RATON, FL 33486
10TH FLOOR
BOCA RATON, FL 33486
View By:
10/5/1990
Judgment / Lien
10/29/1986
Judgment / Lien
State Registrations
B
Arizona 12/5/2022
B
Missouri 12/5/2022
B
Arkansas 12/1/2022
B
New Jersey 1/5/2015
B
California 9/12/2001
B
New York 1/29/2015
B
Colorado 6/23/2015
B
North Carolina 12/2/2022
B
Connecticut 12/1/2022
B
Ohio 12/1/2022
B
Delaware 12/2/2022
B
Pennsylvania 12/2/2022
B
Florida 9/5/2001
B
South Carolina 12/2/2022
IA
Florida 12/17/2004
B
Texas 12/1/2022
B
Georgia 12/5/2022
B
Utah 12/2/2022
B
Hawaii 12/14/2022
B
Virginia 12/2/2022
B
Maryland 7/29/2015
B
Wisconsin 7/16/2020
B
Michigan 1/5/2015
SRO Registrations
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/17/2004
B
Registered with this firm since 9/5/2001
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/22/2000 - 08/06/2001 | ST. PETERSBURG, FL | |
B | 12/23/1999 - 08/02/2001 | DES MOINES, IA | |
B | 04/21/1998 - 02/19/1999 | MILWAUKEE, WI | |
B | 04/20/1998 - 02/19/1999 | MILWAUKEE, WI | |
B | 01/29/1996 - 12/20/1997 | BOSTON, MA | |
B | 01/29/1996 - 05/01/1997 | BOSTON, MA | |
B | 02/16/1990 - 10/02/1995 | CASSELBERRY, FL | |
B | 07/01/1987 - 03/08/1988 | ||
B | 01/02/1987 - 04/03/1987 | ||
B | 09/26/1986 - 01/02/1987 |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.