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Ronald Christopher Boeker
CHRIS BOEKER
CRD#: 1561409
IA
Investment Adviser
B
Broker
ALLSPRING FUNDS MANAGEMENT, LLCCRD#: 110841 Houston, TX
ALLSPRING FUNDS DISTRIBUTOR, LLCCRD#: 133366 Houston, TX
Registration History
199019952000200520102015202020252 FIRMS2001 - 2007 (5 years)2 FIRMS2022 - Present (2 years)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2012 - 2022 (9 years)BALLIANCEBERNSTEIN INVESTMENTS,... (CRD# 14549)2007 - 2022 (15 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2000 - 2001 (1 year)BLLAMA COMPANY (CRD# 22440)1998 - 1999 (1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1995 - 1997 (1 year)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1995 - 1995 (<1 year)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1993 - 1995 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1991 - 1993 (2 years)BROTAN MOSLE INC. (CRD# 727)1990 - 1991 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1989 - 1990 (1 year)IAALLIANCEBERNSTEIN L.P. (CRD# 108477)2009 - 2022 (13 years)
License(s)

State Registrations

B
Louisiana 10/2/2024

IA
Texas 8/23/2022

B
Texas 8/23/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALLSPRING FUNDS MANAGEMENT, LLC (CRD#:110841)
Houston, TX
Registered with this firm since 8/23/2022

B
ALLSPRING FUNDS DISTRIBUTOR, LLC (CRD#:133366)
Houston, TX
Registered with this firm since 8/23/2022

Previous Registration(s)
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IA
03/30/2009 - 04/13/2022 ALLIANCEBERNSTEIN L.P. (CRD#:108477) Houston, TX
B
06/01/2012 - 04/13/2022 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) HOUSTON, TX
B
04/23/2007 - 04/13/2022 ALLIANCEBERNSTEIN INVESTMENTS, INC. (CRD#:14549) NASHVILLE, TN
IA
08/09/2001 - 04/11/2007 RITTENHOUSE ASSET MANAGEMENT, INC. (CRD#:106562) RADNOR, PA
B
06/28/2001 - 04/05/2007 NUVEEN INVESTMENTS, LLC (CRD#:469) CHICAGO, IL
B
01/07/2000 - 05/30/2001 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
04/09/1998 - 09/23/1999 LLAMA COMPANY (CRD#:22440) FAYETTEVILLE, AR
B
12/04/1995 - 06/18/1997 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
01/30/1995 - 11/15/1995 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
04/12/1993 - 02/07/1995 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
B
01/01/1991 - 06/22/1993 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
08/22/1990 - 01/01/1991 ROTAN MOSLE INC. (CRD#:727)
B
03/21/1989 - 08/17/1990 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.