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Theresa S Schnetz
THERESA MARIE SCHNETZ, THERESA SCHNETZ, SCHNETZ SHUPING, THERESA MARIE SHUPING, Theresa M Shuping
CRD#: 1561236
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CAPITOL MALL
SACRAMENTO, CA 95814
Registration History
199019952000200520102015202020252 FIRMS1997 - 1998 (<1 year)2 FIRMS2007 - 2009 (1 year)2 FIRMS2010 - Present (14 years)BBLAYLOCK ROBERT VAN, LLC (CRD# 145317)2009 - 2010 (<1 year)BPRINCIPAL FUNDS DISTRIBUTOR, INC. (CRD# 43261)2004 - 2007 (3 years)BWM FINANCIAL SERVICES, INC. (CRD# 599)1998 - 2004 (6 years)BGRIFFIN FINANCIAL SERVICES (CRD# 10823)1998 - 1999 (<1 year)BASB FINANCIAL SERVICES (CRD# 24280)1997 - 1997 (<1 year)BASB FINANCIAL SERVICES (CRD# 24280)1996 - 1996 (<1 year)BFIRST INTERSTATE INVESTMENTS,INC. (CRD# 17101)1994 - 1996 (1 year)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)1995 - 1995 (<1 year)BJMC FINANCIAL CORPORATION (CRD# 16063)1989 - 1994 (5 years)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1986 - 1989 (3 years)
License(s)

State Registrations

B
Alabama 1/7/2016

B
Nebraska 1/7/2016

B
Alaska 4/12/2012

B
Nevada 4/12/2012

B
Arizona 1/7/2016

B
New Hampshire 1/7/2016

B
Arkansas 1/7/2016

B
New Jersey 1/25/2016

B
California 4/23/2010

B
New Mexico 1/7/2016

IA
California 8/16/2010

B
New York 1/7/2016

B
Colorado 1/7/2016

B
North Carolina 1/7/2016

B
Connecticut 1/7/2016

B
North Dakota 1/7/2016

B
Delaware 1/7/2016

B
Ohio 1/7/2016

B
District of Columbia 1/7/2016

B
Oklahoma 1/7/2016

B
Florida 1/7/2016

B
Oregon 4/12/2012

B
Georgia 1/7/2016

B
Pennsylvania 1/7/2016

B
Hawaii 1/7/2016

B
Puerto Rico 1/7/2016

B
Idaho 4/12/2012

B
Rhode Island 1/7/2016

B
Illinois 1/7/2016

B
South Carolina 1/7/2016

B
Indiana 1/7/2016

B
South Dakota 1/7/2016

B
Iowa 1/7/2016

B
Tennessee 1/7/2016

B
Kansas 1/7/2016

B
Texas 4/23/2010

B
Kentucky 1/7/2016

IA
Texas 5/17/2010

B
Louisiana 1/7/2016

B
Utah 4/12/2012

B
Maine 1/7/2016

B
Vermont 1/7/2016

B
Maryland 1/7/2016

B
Virgin Islands 1/7/2016

B
Massachusetts 1/7/2016

B
Virginia 1/7/2016

B
Michigan 1/7/2016

B
Washington 4/12/2012

B
Minnesota 1/7/2016

IA
Washington 9/6/2022

B
Mississippi 1/7/2016

B
West Virginia 1/7/2016

B
Missouri 1/7/2016

B
Wisconsin 1/7/2016

B
Montana 4/12/2012

B
Wyoming 1/7/2016

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Sacramento, CA
Registered with this firm since 5/17/2010

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Sacramento, CA
Registered with this firm since 4/23/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/07/2009 - 03/17/2010 BLAYLOCK ROBERT VAN, LLC (CRD#:145317) OAKLAND, CA
B
11/02/2007 - 01/26/2009 IVY FUNDS DISTRIBUTOR, INC. (CRD#:16496) OVERLAND PARK, KS
B
11/02/2007 - 01/26/2009 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
B
05/20/2004 - 09/27/2007 PRINCIPAL FUNDS DISTRIBUTOR, INC. (CRD#:43261) EL DORADO HILLS, CA
B
05/01/1998 - 06/26/2004 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
09/30/1998 - 01/01/1999 GRIFFIN FINANCIAL SERVICES (CRD#:10823)
B
10/03/1997 - 05/01/1998 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
B
07/14/1997 - 04/29/1998 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
03/21/1997 - 07/14/1997 ASB FINANCIAL SERVICES (CRD#:24280) IRVINE, CA
B
04/25/1996 - 12/03/1996 ASB FINANCIAL SERVICES (CRD#:24280) IRVINE, CA
B
12/12/1994 - 04/22/1996 FIRST INTERSTATE INVESTMENTS,INC. (CRD#:17101)
B
03/30/1995 - 11/16/1995 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
B
11/21/1989 - 11/07/1994 JMC FINANCIAL CORPORATION (CRD#:16063) BOSTON, MA
B
09/29/1986 - 11/21/1989 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
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Disclosures
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