Individual Firm
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MICHELLE DENISE PETERSON
MIDGE PETERSON
CRD#: 1561212
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 Hadley, NY
CETERA ADVISOR NETWORKS LLCCRD#: 13572 Hadley, NY
0
Disclosures
31
Years of Experience
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State Registrations
B
Colorado 2/3/2022
B
New York 6/9/2021
B
Delaware 6/9/2021
IA
New York 6/29/2023
B
Florida 6/10/2021
B
North Carolina 6/9/2021
B
Massachusetts 6/9/2021
B
Virginia 12/2/2022
B
New Jersey 3/3/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/03/2021 - 06/29/2023 | ALBANY, NY | |
B | 11/15/2016 - 06/09/2021 | ALBANY, NY | |
B | 06/11/2003 - 11/30/2016 | HADLEY, NY | |
B | 12/02/1994 - 05/08/2003 | SOMERSET, NJ | |
B | 09/16/1986 - 10/27/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.