• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOHN DONALD WYMAN
JOHN WYMAN
CRD#: 1560725
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 100 FEDERAL ST
BOSTON, MA 02110
Registration History
199019952000200520102015202020252 FIRMS2000 - 2007 (6 years)2 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - Present (17 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 2000 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 1998 (<1 year)BSMITH BARNEY SHEARSON INC. (CRD# 7059)1993 - 1993 (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1986 - 1993 (6 years)
License(s)

State Registrations

B
Arizona 12/17/2013

B
New Jersey 1/14/2009

B
California 11/2/2007

B
New York 11/2/2007

B
Colorado 6/23/2017

B
North Carolina 8/8/2008

B
Connecticut 11/2/2007

B
Ohio 10/30/2013

IA
Connecticut 11/2/2007

B
Oregon 11/2/2007

B
Florida 11/2/2007

B
Pennsylvania 11/2/2007

B
Georgia 11/19/2007

B
Rhode Island 12/22/2023

B
Illinois 5/26/2010

B
South Carolina 12/10/2013

B
Iowa 6/27/2017

B
Texas 5/17/2018

B
Maine 12/17/2013

IA
Texas 5/17/2018

B
Maryland 6/27/2012

B
Utah 1/3/2024

B
Massachusetts 11/2/2007

B
Vermont 7/9/2021

B
Michigan 5/1/2023

B
Virginia 4/10/2013

B
Nevada 11/2/2007

B
Washington 12/9/2015

B
New Hampshire 11/2/2007

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 11/2/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 11/2/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2007 - 11/06/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) WILTON, CT
B
04/02/2007 - 11/06/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) WILTON, CT
IA
06/29/2000 - 04/02/2007 MORGAN STANLEY (CRD#:7556) WILTON, CT
B
05/18/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) WILTON, CT
B
11/15/1993 - 05/09/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
02/09/1998 - 02/13/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
07/31/1993 - 11/18/1993 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
10/07/1986 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.