Individual Firm
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JACQUELINE MARIE LEWIS
JACQUELINE MARIE SESTAK
CRD#: 1560181
IA
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MARINER INDEPENDENTCRD#: 305418 11622 El Camino Real
Ste. 100
San Diego, CA 92130
Ste. 100
San Diego, CA 92130
0
Disclosures
22
Years of Experience
View By:
State Registrations
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California 3/1/2022
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Texas 3/1/2022
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Registered with this firm since 3/1/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/08/2019 - 03/30/2022 | SAN DIEGO, CA | |
IA | 01/03/2011 - 02/01/2019 | SAN DIEGO, CA | |
B | 01/03/2011 - 02/01/2019 | SAN DIEGO, CA | |
IA | 03/10/2005 - 01/03/2011 | SAN DIEGO, CA | |
B | 08/05/2004 - 01/03/2011 | SAN DIEGO, CA | |
B | 12/14/2000 - 09/12/2002 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.