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JOSEPH ALLEN ARMSTRONG
CRD#: 1558192
IA
Investment Adviser
B
Broker
GWN SECURITIES INC.CRD#: 128929 HOUSTON, TX
Registration History
199019952000200520102015202020252 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - 2019 (1 year)2 FIRMS2019 - Present (6 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2007 - 2015 (7 years)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2007 - 2007 (<1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2004 - 2007 (3 years)BGENEOS WEALTH MANAGEMENT, INC. (CRD# 120894)2004 - 2004 (<1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1995 - 2004 (9 years)BWMA SECURITIES, INC. (CRD# 32625)1994 - 1995 (<1 year)BRUSHMORE SECURITIES CORPORATION (CRD# 8392)1992 - 1994 (2 years)BDAVID HUCKIN AND ASSOCIATES INC. (CRD# 8593)1991 - 1992 (<1 year)BINVESTORS BROKERAGE SERVICES, INC. (CRD# 4257)1987 - 1991 (4 years)BT.L. HILL SECURITIES, INC. (CRD# 14718)1987 - 1987 (<1 year)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2011 - 2015 (4 years)
License(s)

State Registrations

B
Texas 2/5/2019

IA
Texas 2/5/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GWN SECURITIES INC. (CRD#:128929)
HOUSTON, TX
Registered with this firm since 2/5/2019

B
GWN SECURITIES INC. (CRD#:128929)
HOUSTON, TX
Registered with this firm since 2/5/2019

Previous Registration(s)
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IA
03/25/2017 - 02/07/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) HOUSTON, TX
B
03/25/2017 - 02/07/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) HOUSTON, TX
IA
05/20/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) HOUSTON, TX
B
05/20/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) HOUSTON, TX
IA
03/24/2011 - 05/20/2015 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) HOUSTON, TX
B
12/13/2007 - 05/20/2015 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) HOUSTON, TX
B
09/11/2007 - 12/05/2007 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) HOUSTON, TX
B
06/07/2004 - 09/17/2007 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) HOUSTON, TX
B
06/01/2004 - 06/03/2004 GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894) ENGLEWOOD, CO
B
04/17/1995 - 06/02/2004 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
12/22/1994 - 04/24/1995 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
B
09/22/1992 - 10/26/1994 RUSHMORE SECURITIES CORPORATION (CRD#:8392) DALLAS, TX
B
11/16/1991 - 09/29/1992 DAVID HUCKIN AND ASSOCIATES INC. (CRD#:8593) HOUSTON, TX
B
08/26/1987 - 12/09/1991 INVESTORS BROKERAGE SERVICES, INC. (CRD#:4257) ELGIN, IL
B
05/21/1987 - 08/22/1987 T.L. HILL SECURITIES, INC. (CRD#:14718)
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.