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MICHAEL JOSEPH C DESPRES
MICHAEL JOSEPH DESPRES
CRD#: 1557624
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2025 E BELTLINE SE STE 501
GRAND RAPIDS, MI 49546
GRAND RAPIDS, MI 49546
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10/2/2012
Regulatory
Final
2/8/2011
Regulatory
Final
2/21/2006
Regulatory
Final
4/5/2005
Regulatory
Final
2/2/2004
Regulatory
Final
2/18/2003
Customer Dispute
Settled
9/21/2000
Regulatory
Final
State Registrations
B
Alabama 7/20/2016
B
New Jersey 11/15/2021
B
Arizona 7/1/2003
B
New Mexico 7/12/2007
B
Arkansas 7/1/2003
B
North Carolina 6/17/2009
B
California 7/1/2003
B
Ohio 7/1/2003
B
Colorado 1/31/2012
B
Pennsylvania 4/26/2013
B
Florida 7/1/2003
B
Puerto Rico 3/19/2025
B
Illinois 7/1/2003
B
South Carolina 2/13/2019
B
Indiana 7/1/2003
B
Tennessee 2/20/2009
B
Kansas 7/25/2019
B
Texas 8/6/2020
B
Michigan 7/1/2003
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Texas 8/6/2020
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Michigan 1/5/2010
B
Virginia 11/25/2014
B
Minnesota 11/13/2014
B
Washington 10/12/2017
B
Missouri 7/1/2003
B
Wisconsin 11/13/2014
B
Nevada 10/20/2003
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 4/28/2006
B
Registered with this firm since 7/1/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/25/1989 - 07/01/2003 | NEW YORK, NY | |
B | 08/04/1988 - 08/25/1989 | NEW YORK, NY | |
B | 10/23/1987 - 07/29/1988 | ||
B | 09/26/1986 - 11/13/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.