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Detailed Report
WILLIAM DAVID MORRISON
BILL MORRISON
CRD#: 1556786
IA
Investment Adviser
B
Broker
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 1 TOWER LANE
SUITE 2225
OAKBROOK TERRACE, IL 60181
B. RILEY WEALTH MANAGEMENTCRD#: 2543 1 TOWER LANE
SUITE 2225
OAKBROOK TERRACE, IL 60181
Registration History
199019952000200520102015202020252 FIRMS2007 - 2012 (5 years)2 FIRMS2012 - 2015 (2 years)BB. RILEY WEALTH MANAGEMENT (CRD# 2543)2022 - Present (2 years)IAB. RILEY WEALTH ADVISORS, INC. (CRD# 115927)2019 - Present (5 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2015 - 2022 (7 years)BRYAN BECK & CO. (CRD# 3248)2002 - 2007 (5 years)BGRUNTAL & CO., L.L.C. (CRD# 372)1992 - 2002 (10 years)BLEHMAN BROTHERS INC. (CRD# 7506)1989 - 1992 (3 years)BTALLEY, MCNEIL & TORMEY, INC. (CRD# 16528)1988 - 1989 (<1 year)BVALUE EQUITIES CORPORATION (CRD# 13316)1987 - 1988 (1 year)BBARABAN SECURITIES, INC. (CRD# 7659)1986 - 1987 (<1 year)IARYAN BECK & CO. (CRD# 3248)2005 - 2007 (1 year)
Disclosure(s)
View By:
2/5/2025
Customer Dispute
Pending
3/11/2003
Customer Dispute
Denied
12/27/1989
Regulatory
Final
License(s)

State Registrations

B
California 7/22/2022
B
New Hampshire 7/22/2022
B
Colorado 7/22/2022
B
New Jersey 7/22/2022
B
Connecticut 7/22/2022
B
North Carolina 7/22/2022
B
Florida 7/22/2022
B
Rhode Island 7/22/2022
B
Idaho 7/22/2022
B
South Carolina 7/22/2022
IA
Illinois 7/2/2019
B
Vermont 7/22/2022
B
Illinois 7/22/2022
B
West Virginia 7/22/2022
B
Michigan 7/22/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
B. RILEY WEALTH MANAGEMENT (CRD#:2543)
1 TOWER LANE SUITE 2225, OAKBROOK TERRACE, IL 60181
Wheaton, IL
Registered with this firm since 7/22/2022
IA
B. RILEY WEALTH ADVISORS, INC. (CRD#:115927)
1 TOWER LANE SUITE 2225, OAKBROOK TERRACE, IL 60181
Wheaton, IL
Registered with this firm since 7/2/2019
Previous Registration(s)
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B
 07/31/2015 - 07/22/2022 NATIONAL SECURITIES CORPORATION (CRD#:7569) OAKBROOK TERRACE, IL
IA
 09/07/2012 - 08/07/2015 OPPENHEIMER & CO. INC. (CRD#:249) CHICAGO, IL
B
 09/07/2012 - 08/07/2015 OPPENHEIMER & CO. INC. (CRD#:249) CHICAGO, IL
IA
 04/24/2007 - 09/12/2012 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) CHICAGO, IL
B
 04/24/2007 - 09/12/2012 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) CHICAGO, IL
IA
 09/27/2005 - 04/24/2007 RYAN BECK & CO. (CRD#:3248) CHICAGO, IL
B
 04/29/2002 - 04/24/2007 RYAN BECK & CO. (CRD#:3248) CHICAGO, IL
B
 04/09/1992 - 05/17/2002 GRUNTAL & CO., L.L.C. (CRD#:372) NEW YORK, NY
B
 03/28/1989 - 03/25/1992 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 05/06/1988 - 03/13/1989 TALLEY, MCNEIL & TORMEY, INC. (CRD#:16528)
B
 01/13/1987 - 05/12/1988 VALUE EQUITIES CORPORATION (CRD#:13316)
B
 09/29/1986 - 01/16/1987 BARABAN SECURITIES, INC. (CRD#:7659)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.