Individual Firm
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PAUL LOUIS THIELS
CRD#: 1556446
IA
B
J. W. COLE ADVISORS, INC.CRD#: 112294 New Orleans, LA
J.W. COLE FINANCIAL, INC.CRD#: 124583 New Orleans, LA
0
Disclosures
35
Years of Experience
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State Registrations
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Arizona 12/15/2023
IA
Louisiana 12/15/2023
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California 12/15/2023
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Mississippi 12/15/2023
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Florida 12/15/2023
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North Carolina 12/15/2023
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Georgia 12/15/2023
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Tennessee 12/15/2023
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Illinois 12/15/2023
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Texas 12/15/2023
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Louisiana 12/15/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/27/2009 - 12/20/2023 | New orleans, LA | |
B | 05/27/2009 - 12/20/2023 | NEW ORLEANS, LA | |
IA | 02/21/2003 - 05/28/2009 | NEW ORLEANS, LA | |
B | 01/01/2004 - 05/28/2009 | NEW ORLEANS, LA | |
B | 01/08/2003 - 03/12/2004 | GLEN ALLEN, VA | |
B | 01/31/2002 - 08/26/2002 | GLEN ALLEN, VA | |
B | 02/10/1997 - 05/26/2000 | PHILADELPHIA, PA | |
B | 07/18/1994 - 12/04/1996 | MINNEAPOLIS, MN | |
B | 05/08/1987 - 04/22/1994 | NEW YORK, NY | |
B | 09/26/1986 - 11/26/1986 |
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.