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LORRAINE JOSEPHINE FAGEN
LORRAINE J FAGEN, LORRAINE FAGEN, LORRAINE FAGEN RUSSO
CRD#: 1555365
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1525 WEST WT HARRIS BLVD
BLDG 3 - 3RD FL
CHARLOTTE, NC 28262
Registration History
199019952000200520102015202020252 FIRMS2018 - Present (7 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2005 - 2017 (11 years)BOPPENHEIMER & CO. INC. (CRD# 249)2003 - 2005 (2 years)BCIBC WORLD MARKETS CORP. (CRD# 630)1993 - 2003 (9 years)BOPPENHEIMER & CO., INC. (CRD# 630)1990 - 1993 (3 years)IAADVICE AND PLANNING SERVICES (CRD# 20472)2007 - 2017 (9 years)
License(s)

State Registrations

B
Alabama 3/16/2018

B
Nevada 3/16/2018

B
Alaska 3/16/2018

B
New Hampshire 3/16/2018

B
Arizona 3/16/2018

B
New Jersey 3/16/2018

B
Arkansas 3/16/2018

B
New Mexico 3/16/2018

B
California 3/16/2018

B
New York 3/16/2018

B
Colorado 3/16/2018

B
North Carolina 2/22/2018

B
Connecticut 3/16/2018

IA
North Carolina 2/22/2018

B
Delaware 3/16/2018

B
North Dakota 3/16/2018

B
District of Columbia 3/16/2018

B
Ohio 3/19/2018

B
Florida 3/16/2018

B
Oklahoma 3/16/2018

B
Georgia 3/16/2018

B
Oregon 3/16/2018

B
Hawaii 3/16/2018

B
Pennsylvania 3/16/2018

B
Idaho 3/16/2018

B
Puerto Rico 3/16/2018

B
Illinois 3/16/2018

B
Rhode Island 3/16/2018

B
Indiana 3/16/2018

B
South Carolina 3/16/2018

B
Iowa 3/16/2018

B
South Dakota 3/16/2018

B
Kansas 3/16/2018

B
Tennessee 3/16/2018

B
Kentucky 3/16/2018

B
Texas 3/16/2018

B
Louisiana 3/16/2018

IA
Texas 3/19/2018

B
Maine 3/16/2018

B
Utah 3/16/2018

B
Maryland 3/16/2018

B
Vermont 3/16/2018

B
Massachusetts 3/16/2018

B
Virgin Islands 3/16/2018

B
Michigan 3/16/2018

B
Virginia 3/16/2018

B
Minnesota 3/16/2018

B
Washington 3/16/2018

B
Mississippi 3/16/2018

B
West Virginia 3/16/2018

B
Missouri 3/16/2018

B
Wisconsin 3/16/2018

B
Montana 3/16/2018

B
Wyoming 3/16/2018

B
Nebraska 3/16/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1525 WEST WT HARRIS BLVD BLDG 3 - 3RD FL, CHARLOTTE, NC 28262
Registered with this firm since 2/22/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1525 WEST WT HARRIS BLVD BLDG 3 - 3RD FL, CHARLOTTE, NC 28262
Registered with this firm since 2/22/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/30/2007 - 06/13/2017 ADVICE AND PLANNING SERVICES (CRD#:20472) CHARLOTTE, NC
B
07/08/2005 - 06/13/2017 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) CHARLOTTE, NC
B
01/03/2003 - 06/09/2005 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
B
10/01/1993 - 01/03/2003 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
02/20/1990 - 08/02/1993 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.