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JEFFREY ALAN FEDER
CRD#: 1554738
IA
B
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 1225 FRANKLIN AVENUE
SUITE 150
GARDEN CITY, NY 11530
SUITE 150
GARDEN CITY, NY 11530
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
California 1/4/2010
B
Missouri 12/3/2024
B
Connecticut 3/29/2022
B
New Jersey 7/10/2007
B
District of Columbia 2/26/2020
B
New York 7/10/2007
B
Florida 7/10/2007
IA
New York 5/26/2021
B
Illinois 8/2/2010
B
Ohio 12/23/2014
B
Iowa 9/14/2017
B
Pennsylvania 3/14/2022
B
Maine 1/4/2021
B
Virginia 2/15/2012
B
Maryland 2/26/2020
B
Wisconsin 4/12/2024
B
Massachusetts 4/6/2022
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 5/26/2021
B
Registered with this firm since 7/10/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/29/2002 - 07/10/2007 | HEWLETT, NY | |
B | 07/15/1993 - 05/14/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.