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Detailed Report
BRIAN JOSEPH REGAN
BRIAN J REGAN
CRD#: 1554007
IA
Investment Adviser
B
Broker
INVESTMENT RESEARCH CORPCRD#: 108208 PITTSBURGH, PA
WORLD CAPITAL BROKERAGE, INC.CRD#: 37 PITTSBORGH, PA
Registration History
19901995200020052010201520202025IAINVESTMENT RESEARCH CORP (CRD# 108208)2010 - Present (14 years)BWORLD CAPITAL BROKERAGE, INC. (CRD# 37)2008 - Present (16 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2003 - 2008 (5 years)BAXA ADVISORS, LLC (CRD# 6627)1986 - 2003 (16 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1986 - 2000 (13 years)IAWORLD CAPITAL ADVISORS, LLC (CRD# 135941)2008 - 2010 (2 years)IA1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2007 - 2008 (<1 year)IAAXA ADVISORS, LLC (CRD# 6627)2002 - 2003 (<1 year)
License(s)

State Registrations

B
Connecticut 10/20/2014
B
Pennsylvania 7/9/2008
B
Maryland 3/30/2011
IA
Pennsylvania 7/22/2010
B
Massachusetts 4/22/2010
B
South Carolina 3/11/2021
B
Minnesota 7/9/2008
B
Texas 10/6/2023
B
Ohio 7/9/2008
B
Virginia 3/5/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INVESTMENT RESEARCH CORP (CRD#:108208)
PITTSBURGH, PA
Registered with this firm since 7/22/2010
B
WORLD CAPITAL BROKERAGE, INC. (CRD#:37)
PITTSBORGH, PA
Registered with this firm since 7/9/2008
Previous Registration(s)
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IA
 07/11/2008 - 07/23/2010 WORLD CAPITAL ADVISORS, LLC (CRD#:135941) PITTSBURGH, PA
IA
 11/19/2007 - 07/03/2008 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) PITTSBURGH, PA
B
 03/04/2003 - 07/03/2008 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) PITTSBURGH, PA
IA
 08/22/2002 - 03/11/2003 AXA ADVISORS, LLC (CRD#:6627) PITTSBURGH, PA
B
 09/15/1986 - 03/11/2003 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
 09/15/1986 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.