Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ANDREW BRUCE COOPER
CRD#: 1553625
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 ONE FINANCIAL PLAZA
SUITE 1200
FT. LAUDERDALE, FL 33394
Registration History
199019952000200520102015202020252 FIRMS1986 - Present (38 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1986 - 2000 (13 years)
Disclosure(s)
View By:
9/5/2012
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/8/2024
B
Minnesota 7/8/2024
B
California 2/8/1989
B
Nevada 3/31/2021
IA
California 3/2/2022
B
New Jersey 1/31/2017
B
Colorado 8/21/2014
B
New York 6/15/2012
IA
Colorado 8/26/2014
B
North Carolina 2/8/2018
B
District of Columbia 1/28/2022
IA
North Carolina 7/30/2021
IA
District of Columbia 2/23/2022
B
Oregon 11/15/2017
B
Florida 11/3/1986
B
Pennsylvania 9/1/2011
IA
Florida 11/3/1986
IA
Pennsylvania 9/12/2011
B
Georgia 11/20/2018
B
Tennessee 1/6/2021
IA
Georgia 9/9/2021
B
Texas 3/9/2020
B
Illinois 6/7/2013
IA
Texas 9/10/2021
B
Maryland 2/10/2025
B
Virginia 9/30/2016
B
Massachusetts 8/19/2009
B
Washington 1/16/2014
B
Michigan 11/14/2024
IA
Washington 1/24/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
ONE FINANCIAL PLAZA SUITE 1200, FT. LAUDERDALE, FL 33394
Registered with this firm since 11/3/1986
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
ONE FINANCIAL PLAZA SUITE 1200, FT. LAUDERDALE, FL 33394
Registered with this firm since 9/24/1986
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/24/1986 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.