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Detailed Report
ADELIA C CHUNG
ADELIA C DUNG
CRD#: 1552962
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 3468 WAIALAE
SUITE 234
HONOLULU, HI 96816
Registration History
199019952000200520102015202020252 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - 2021 (4 years)2 FIRMS2021 - Present (3 years)BFINANCIAL ADVISERS OF AMERICA, LLC (CRD# 142170)2008 - 2013 (4 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2000 - 2008 (8 years)BTRANSAMERICA FINANCIAL RESOURC... (CRD# 3600)1990 - 2000 (9 years)BTRANSAMERICA SECURITIES SALES ... (CRD# 17970)1990 - 1995 (5 years)BWESCO SECURITIES, INC. (CRD# 6471)1986 - 1990 (3 years)IAFINANCIAL ADVISERS OF AMERICA, LLC (CRD# 142170)2011 - 2013 (2 years)IASPECTRUM WEALTH MANAGEMENT, LLC (CRD# 141778)2006 - 2011 (4 years)
License(s)

State Registrations

B
California 8/13/2021
IA
Oklahoma 8/13/2021
IA
California 8/13/2021
B
Oregon 8/13/2021
B
Hawaii 8/13/2021
IA
Oregon 8/13/2021
IA
Hawaii 8/13/2021
B
Texas 8/13/2021
B
Nevada 8/13/2021
IA
Texas 8/13/2021
IA
Nevada 8/24/2021
B
Utah 8/13/2021
IA
North Carolina 8/13/2021
IA
Utah 8/13/2021
B
North Carolina 8/19/2021
B
Washington 8/13/2021
B
Oklahoma 8/13/2021
IA
Washington 8/13/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
3468 WAIALAE SUITE 234, HONOLULU, HI 96816
Honolulu, HI
Registered with this firm since 8/13/2021
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
3468 WAIALAE SUITE 234, HONOLULU, HI 96816
Honolulu, HI
Registered with this firm since 8/13/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/02/2016 - 08/17/2021 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) HONOLULU, HI
B
 12/02/2016 - 08/17/2021 SECURITIES AMERICA, INC. (CRD#:10205) HONOLULU, HI
IA
 05/10/2013 - 12/23/2016 J. W. COLE ADVISORS, INC. (CRD#:112294) TAMPA, FL
B
 05/10/2013 - 12/23/2016 J.W. COLE FINANCIAL, INC. (CRD#:124583) HONOLULU, HI
IA
 02/16/2011 - 05/10/2013 FINANCIAL ADVISERS OF AMERICA, LLC (CRD#:142170) HONOLULU, HI
B
 12/12/2008 - 05/10/2013 FINANCIAL ADVISERS OF AMERICA, LLC (CRD#:142170) HONOLULU, HI
IA
 10/10/2006 - 02/01/2011 SPECTRUM WEALTH MANAGEMENT, LLC (CRD#:141778) HONOLULU, HI
B
 02/04/2000 - 12/15/2008 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) HONOLULU, HI
B
 07/17/1990 - 02/11/2000 TRANSAMERICA FINANCIAL RESOURCES, INC. (CRD#:3600) LOS ANGELES, CA
B
 07/17/1990 - 07/31/1995 TRANSAMERICA SECURITIES SALES CORPORATION (CRD#:17970) LOS ANGELES, CA
B
 11/13/1986 - 07/24/1990 WESCO SECURITIES, INC. (CRD#:6471) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.