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RONALD GLEN HARGIS
RON HARGIS
CRD#: 1552647
IA
Investment Adviser
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Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 6501 TINKER DIAGONAL
MIDWEST CITY, OK 73110
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 Tinker Federal Credit Union
6501 Tinker Diagonal
Midwest City, OK 73110
Registration History
19901995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1999 - Present (25 years)BFSC SECURITIES CORPORATION (CRD# 7461)1997 - 1999 (2 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1997 - 1997 (<1 year)BMONY SECURITIES CORP. (CRD# 4386)1993 - 1997 (3 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1990 - 1993 (2 years)BNYLIFE SECURITIES INC. (CRD# 5167)1987 - 1989 (1 year)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1986 - 1987 (<1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)1999 - 2009 (9 years)
License(s)

State Registrations

B
Arkansas 8/2/2017

B
Oklahoma 5/3/1999

B
Iowa 1/3/2018

IA
Oklahoma 1/2/2009

B
Kansas 2/9/2022

B
South Carolina 1/7/2021

B
Michigan 7/26/2021

B
Texas 5/3/1999

B
Mississippi 9/3/2021

B
Virgin Islands 2/23/2017

B
Nevada 7/28/2023

B
Wisconsin 5/24/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
6501 TINKER DIAGONAL, MIDWEST CITY, OK 73110
Registered with this firm since 1/2/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
Tinker Federal Credit Union 6501 Tinker Diagonal, Midwest City, OK 73110
Registered with this firm since 5/3/1999

Previous Registration(s)
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IA
07/01/1999 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) MIDWEST CITY, OK
B
03/24/1997 - 05/04/1999 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
01/30/1997 - 03/25/1997 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
04/17/1993 - 01/21/1997 MONY SECURITIES CORP. (CRD#:4386) NEW YORK, NY
B
05/04/1990 - 01/07/1993 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
05/22/1987 - 02/22/1989 NYLIFE SECURITIES INC. (CRD#:5167)
B
12/15/1986 - 04/22/1987 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.