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STEVEN ARCH
STEVEN FORREST ARCH
CRD#: 1552572
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 1 SE 3RD AVENUE 1650
MIAMI, FL 33131
Registration History
199019952000200520102015202020252 FIRMS2003 - 2024 (21 years)2 FIRMS2024 - Present (<1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1987 - 2003 (16 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 2003 (9 years)
Disclosure(s)
View By:
2/3/2021
Customer Dispute
Settled
3/31/2008
Customer Dispute
Settled
License(s)

State Registrations

B
California 8/1/2024

B
Mississippi 8/1/2024

B
Florida 8/2/2024

B
Missouri 8/1/2024

IA
Florida 8/2/2024

B
New Jersey 8/1/2024

B
Georgia 8/1/2024

B
New Mexico 8/1/2024

B
Hawaii 8/1/2024

B
New York 8/1/2024

B
Illinois 11/19/2024

B
North Carolina 8/16/2024

B
Indiana 8/1/2024

B
Tennessee 8/1/2024

B
Kansas 8/1/2024

B
Texas 8/1/2024

B
Maine 8/2/2024

IA
Texas 8/1/2024

B
Maryland 8/1/2024

B
Washington 8/1/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
1 SE 3RD AVENUE 1650, MIAMI, FL 33131
Registered with this firm since 8/1/2024

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
1 SE 3RD AVENUE 1650, MIAMI, FL 33131
Registered with this firm since 8/1/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/01/2003 - 08/01/2024 WELLS FARGO ADVISORS (CRD#:19616) MIAMI, FL
B
07/01/2003 - 08/01/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
IA
06/08/1994 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) MIAMI, FL
B
06/10/1987 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.